Terms & Disclosures

Advisory services offered through Eastsound Capital Advisors, LLC (“ECA”) doing business as Capital Advisors 360, Advisors 360 & Western Financial. ECA is registered as an investment
adviser with the United States Securities and Exchange Commission (the “SEC”). The information herein has not been approved or verified by the SEC, or by any state securities authority. ECA provides individual
client services only in states in which it is filed or where an exemption or exclusion from such filing exists. Registration with the SEC does not imply a certain level of skill or training.

The information herein is not intended as individual investment, tax or legal advice. Please consult with your personal advisor, legal or tax professionals for specific information regarding your individual situation. Neither the information nor any opinion expressed constitutes a solicitation to purchase or sell securities or any investment program. Unless explicitly stated otherwise, tables, charts and graphs used by this website are for educational purposes only, and are not intended to represent ECA’s actual track record.

Active approach fees may be higher than the industry standard because they requiring frequent monitoring and trading, which requires significantly more time on the part of ECA as compared to traditional re-balancing approaches. According to the State of Washington, clients should be aware that “fees over 2% are above industry standards, and that the same or similar services may be obtained from other advisers at lower rates.” ECA’s maximum stated fee is 1.95% of assets, annually.

Because we don’t need to ask clients’ permission to place each trade, accounts are legally considered “discretionary”. This “term of art” should not be confused with the fact that ECA’s decision making process is often driven at least partially by quantitative approaches. That said, there may be times when other factors influence the adviser’s decision making, such as stock-market chart patterns, economic cycles, Federal Reserve policies, interest rates, analysis of international conflicts and other special events, market-wide valuation levels, and most importantly, individual client risk profiles and objectives. The weighting of these factors may change over time.

ECA’s methods may involve frequent trading; we do not provide tax advice, but there may be tax implications to short-term holdings that you should thoroughly discuss with your tax adviser. ECA’s approaches may not be suitable for all investors, and a response to your inquiry about ECA does not in itself constitute advice or imply the formation of a fiduciary relationship.

Additional important terms, conditions and disclosures may be found in ECA’s adviser agreement and registration materials.

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